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J. P. Morgan Securities LLC COMPLAINTS HANDLING PROCEDURE This document outlines how the Firm handles complaints received from clients of JPMS We understand that clients may occasionally have cause to complain about the services we provide
SEC. gov | J. P. Morgan to Pay $18 Million for Violating Whistleblower . . . The Securities and Exchange Commission today announced settled charges against J P Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC
John Paul Mitchell Systems Consumer Class-Action Lawsuit Hagens Berman attorneys have filed a nationwide class-action complaint against John Paul Mitchell Systems, alleging that the hair-care titan has submitted its products to animal testing since 2001, when it began selling them in mainland China
Compensation and Conflicts - J. P. Morgan JPMS and its affiliates earn compensation in various ways, which you should be aware so you can better evaluate the recommendations you receive from your Financial Advisor and JPMS
SEC. gov | JP Morgan Affiliates to Pay $151 Million to Resolve SEC . . . The SEC did not impose a civil penalty because JPMS promptly self-reported the issue to SEC staff, conducted an internal investigation, provided substantial cooperation, and, among other remedial measures, voluntarily repaid impacted customers approximately $15 2 million
JP Morgan Securities: Complaints and Regulatory History Overview JP Morgan Securities LLC – Regulatory History Review The White Law Group is investigating potential securities lawsuits involving JP Morgan Securities LLC (CRD#: 79 SEC#: 801-3702, 8-35008), a dual-registered broker-dealer and investment adviser
[READ] JPMS Made in USA Lawsuit: Deceptive Labeling Exposed This practice is claimed to mislead consumers, violate federal and state laws, and allow JPMS to profit from a patriotic appeal while not fully adhering to US production standards Read on for a deep dive into the allegations and the systemic issues they reflect
Consumer Complaint Database - Consumer Financial Protection Bureau View, filter, map, and read complaint data right in your browser All complaint data we publish is freely available for anyone to use, analyze, and build on Each spring we report to Congress on complaint trends from the prior year 98% of complaints sent to companies get timely responses