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Novartis AG and Subsidiaries to Pay $345 Million to Resolve . . . NEWARK, N J – Switzerland-based global pharmaceutical company Novartis AG and a current and former subsidiary will pay $345 million in criminal and regulatory penalties to resolve violations of the Foreign Corrupt Practices Act (FCPA), U S Attorney Craig Carpenito, Assistant Attorney General Brian A Benczkowski of the Justice Department’s Cri
Novartis’ FCPA Settlement and New Compliance Guidance In late June, the U S Department of Justice (“DOJ”) and Securities and Exchange Commission (“SEC”) announced that Novartis AG and Alcon Pte Ltd, a former subsidiary of the Swiss drug maker, agreed to pay a combined $347 million to resolve allegations that the companies engaged in corrupt conspiracies to bribe public hospitals and
SEC Charges Novartis AG with FCPA Violations Novartis agreed to pay disgorgement of $92 3 million and $20 5 million in prejudgment interest and to comply with a three-year undertaking to self-report on the status of its remediation and implementation of compliance measures