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Managing Director, Global Head of Control Room Provide senior-level global regulatory advice and guidance on all aspects of Control Room matters, including conflicts of interest, banking, research, and information barrier frameworks
Managing Director, Global Head of Control Room Job Summary Job Description What is the opportunity? The Managing Director - Global Head of Control Room, Investment Banking, Research, and Conflicts Compliance is responsible for overseeing and enforcing information barriers, managing conflicts of interest, ensuring regulatory compliance, and upholding the integrity of the firm’s investment
Meet Collette Barton | UBS Global Tell us a bit about yourself? My name is Collette, and I’ve been working at UBS now for four years I’m currently the Global Head of the Control Room, and I work in our Broadgate office in London, UK
Managing Director, Global Head of Control Room - Hoboken - Royal Bank . . . Managing Director, Global Head of Control Room · Royal Bank of Canada seeks a Managing Director to oversee global control room operations · Job Summary · This role is responsible for enforcing information barriers, managing conflicts of interest, ensuring regulatory compliance,
Building the control room of the future to ensure resilient power . . . Contributed by Oscar Tillberg, Head of Global Sales, Network Control, Hitachi Energy In the global power system of 2050, we will need an estimated four times today’s generation capacity and to transfer three times as much electrical energy With this excessive demand, accelerating the transition to a carbon-neutral energy system will require adapting and adopting policies and regulations
Managing Director, Global Head of Control Room - Glassdoor 15-20+ or more years of experience in control room, research and investment banking compliance including Equity Capital Markets Expertise with global research rules (including safe harbors), their application, and the research settlement
SEC Enforcement: 2025 Year in Review | Paul, Weiss During this transition year at the Securities and Exchange Commission, new leadership signaled policy and priority changes nbsp; In this Year in Review, we highlight important takeaways for business leaders and in-house counsel from the Enforcement Division’s activities in 2025 and emerging SEC enforcement practices and priorities under the leadership of Chairman Paul Atkins and Enforcement
Venezuelas Maduro arrives in New York after capture by US | AP News A plane carrying deposed Venezuelan leader Nicolás Maduro arrives in New York following his capture by the US Maduro and his wife, captured overnight from their home, will face criminal charges in New York (AP video by Ted Shaffrey)