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Company Search - SEC. gov Helpful Information If your search is "John Smith" and you didn't get the results you expected, please try "Smith John " The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC The Form D serves as a brief notice that provides information about the
SEC. gov | Search for Daily Filings by Type (Current Events) Search Filings; Full Text Search; Latest Filings Search Daily Filings by Type (Current Events) Search; Notice of Effectiveness; Mutual Funds Search; Variable Insurance Products Search
Ownership Form Codes - SEC. gov General Transaction Codes P - Open market or private purchase of non-derivative or derivative security S - Open market or private sale of non-derivative or derivative security
Searching With EDGAR Header Fields - SEC. gov Some tips and examples: For basics on EDGAR searches including use of boolean operators, see Search Overview ; Letter case is ignored — you can use all caps, no caps, or any combination
About EDGAR System - SEC. gov Important Information About EDGAR EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U S Securities and Exchange Commission (SEC)
Mutual Fund Search - SEC. gov Search for Mutual Funds From this page you can search for current information on mutual funds For closed-end funds and for filings prior to February 6, 2006, click here Note: There may be a two hour delay from filing time of new fund names to viewing availability
EDGAR Search Updates - SEC. gov EDGAR Search Updates Confidential Treatment Orders (5 1 08) The Commission now releases via EDGAR orders relating to applications for confidential treatment of certain information otherwise required to be included in filed documents The Divisions of Corporation Finance and Investment Management issue these orders pursuant to delegated authority