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Input Form:Deal with this potential dealer,buyer,seller,supplier,manufacturer,exporter,importer
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RE5 | RE5 Exam So, we know that the RE 5 is a multiple-choice exam, made up of 50 questions The current pass mark is 65% That means you will need to get 33 correct answers out of 50 The exam tests your knowledge, comprehension, application and analysis of the reference material that you need to study By reference material, we are referring to:
Task 4 - RE5 Exam Task 4 - Adhere to the specific Codes of Conduct Qualifying Criteria 14 - Explain the requirements of the General Code of Conduct for FSPs and Representatives relating to termination of an agreement
Task 8 - RE5 Exam Task 8 - Operate as a representative in terms of the FAIS Act Qualifying Criteria 11 - Explain the debarment process that should be followed in the event of a possible contravention of the FAIS Act
Task 1 - RE5 Exam Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework Qualifying Criteria 3 - Apply knowledge of the financial products within the financial services environment
Task 6 - RE5 Exam Task 6 - Comply with the requirements of the FIC Act and Money Laundering and Terrorist Financing control regulations, as it applies to the FSP Qualifying Criteria 1 - Explain the requirements specific to an FSP prescribed by the FIC Act
Task 3 - RE5 Exam Task 3 - Define the role of the key individual in terms of the FAIS Act Qualifying Criteria 1 - Describe the roles and responsibilities of key individuals as defined in the FAIS Act
Task 2 - RE5 Exam Task 2 - Contribute towards maintaining an FSP licence Qualifying Criteria 8 - Explain the reparation measures available to the Registrar if a Representative continues with undesirable business practices
Task 7 - RE5 Exam Task 7 - Dealing with complaints that have been submitted to the Ombud for FSPs Qualifying Criteria 1 - Explain the role and authority of the Ombud for FSPs