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DD Form 3120, DoD Government Travel Charge Card Statement of . . . DOD GOVERNMENT TRAVEL CHARGE CARD (GTCC) STATEMENT OF UNDERSTANDING (SOU) The Government Travel Charge Card (GTCC) must be used by DoD personnel to pay for all authorized expenses, to include meals, when on official travel unless an exemption is granted This includes temporary duty travel (TDY), and per Component guidance, local and permanent change of station (PCS) travel Refer to the Joint
3120. Supervisory Control System - FINRA. org Book traversal links for 3120 Supervisory Control System ‹ 3110 Supervision Up 3130 Annual Certification of Compliance and Supervisory Processes ›
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DD Form 3120 – DoD Government Travel Charge Card (GTCC) Statement of . . . The DD Form 3120 is an important document used by the United States Department of Defense (DoD) to regulate and manage Government Travel Charge Cards (GTCCs) It is a statement of understanding (SOU) that outlines the terms and conditions associated with using government-issued GTCCs
Supervisory Control: The Basics of Rule 3120 - Master Compliance What is FINRA Rule 3120 on Supervisory Control? FINRA Rule 3120 requires firms to designate, and identify to FINRA, one or more principals required to create, maintain, and enforce supervisory control procedures and policies
FINRA New Supervision FAQ for Rule 3120 and Rule 3120 Reports On April 7, the Financial Industry Regulatory Authority (FINRA) issued updated Supervision Frequently Asked Questions to clarify differences between the Rule 3120 Report and the Rule 3130 Report
What is FINRA Rule 3120? - investor-law. com FINRA Rule 3120, also known as the "Supervisory Control System" rule, is a regulation enforced by the Financial Industry Regulatory Authority (FINRA) in the United States
FINRA Rule 3120 Testing Verification and 3130 Certification FINRA Rule 3120 testing and verification and the certification required by FINRA Rule 3130 are each required to be completed once each calendar year FINRA members must submit a report no less than annually to the firm’s senior management containing details of its system of supervisory controls and the results of the testing and verification