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- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC, Contacting Us
Email For questions you may have about the securities laws, you can find what divisions and offices at the SEC receive emails from the public Mail Here is a list of addresses to reach the SEC headquarters or the regional and district offices by postal mail
- Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240 13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]
- SEC. gov | Statutes and Regulations
This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public
- Compliance and Disclosure Interpretations - SEC. gov
We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets
- Rules and Regulations - SEC. gov
See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal securities laws
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