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- SEC. gov | Newsroom
The SEC's Small Business Capital Formation Advisory Committee is holding a public meeting regarding matters relating to rules and regulations affecting small and emerging businesses and their investors under the federal securities laws
- SEC, Contacting Us
Email For questions you may have about the securities laws, you can find what divisions and offices at the SEC receive emails from the public Mail Here is a list of addresses to reach the SEC headquarters or the regional and district offices by postal mail
- SEC. gov | About
The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation
- Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- Rules and Regulations - SEC. gov
See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal securities laws
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
- SEC. gov | Mark T. Uyeda Named Acting Chairman of the SEC
The Securities and Exchange Commission today announced that President Donald J Trump has designated Mark T Uyeda as Acting Chairman of the agency “I am honored to serve in this capacity after serving as a Commissioner since 2022, and a member of the staff since 2006,” Acting Chairman Uyeda said
- Implementation of Section 10A of the Securities Exchange Act of 1934
The Securities and Exchange Commission ("Commission' or "SEC') is adopting revisions to its rules to implement the reporting requirements in section 10A of the Securities Exchange Act of 1934 (the "Exchange Act')
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