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- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC. gov | Statutes and Regulations
securities of municipal, state, and federal governments By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to the public
- SEC. gov | Newsroom
The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240 13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]
- Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- SEC. gov | About
The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
- Compliance and Disclosure Interpretations - SEC. gov
We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets Please use this form or contact us via telephone Compliance and Disclosure Interpretations are available here on one consolidated page
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