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  • SEC. gov | Submit Filings
    The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities laws EDGAR is available to accept filings from 6 a m to 10 p m ET weekdays (except federal holidays) Filings made outside of these times are processed the next business day Calendar of federal holidays and
  • SEC. gov | Rulemaking Activity
    This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division office that recommended the rulemaking to the Commission Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months View the latest SEC RegFlex agenda
  • SEC. gov | Mission
    At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U S economy, our capital markets, and people’s lives Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation Our mission requires
  • SEC-EDGAR
    The EDGAR company database is a subset of the data maintained by the EDGAR system and contains over 500,000 records Filers may search for and view company information about various EDGAR filing entities; this information includes data such as company name, address, cik, and fiscal year end
  • SEC, Contacting Us
    SEC, Contacting Us Here are some of the ways you can contact the SEC to get information: Complaint Form By using this form, we can resolve your complaints more quickly Email For questions you may have about the securities laws, you can find what divisions and offices at the SEC receive emails from the public Mail Here is a list of addresses to reach the SEC headquarters or the regional and
  • SEC. gov | Newsroom
    The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals
  • SEC. gov | Reports and Publications
    This listing includes periodic SEC reports and publications See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below




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