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- 15 U. S. Code § 80a-8 - Registration of investment companies
Whenever the Commission, on its own motion or upon application, finds that a registered investment company has ceased to be an investment company, it shall so declare by order and upon the taking effect of such order the registration of such company shall cease to be in effect
- Investment Company Act of 1940 | Securities Lawyers Deskbook
Section 8 — Registration of Investment Companies Section 9 — Ineligibility of Certain Affiliated Persons and Underwriters Section 10 — Affiliations or Interest of Directors, Officers, and Employees Section 11 — Offers to Exchange Securities Section 12 — Functions and Activities of Investment Companies Section 13 — Changes in
- Investment Company Registration and Regulation Package
The primary law that governs investment companies is the Investment Company Act of 1940 (the “Investment Company Act”) The SEC has adopted various regulations under the Investment Company Act that further govern investment company operations
- The Investment Company Act of 1940 - University of Cincinnati College . . .
Section 8 — Registration of Investment Companies Section 9 — Ineligibility of Certain Affiliated Persons and Underwriters Section 10 — Affiliations or Interest of Directors, Officers, and Employees Section 11 — Offers to Exchange Securities Section 12 — Functions and Activities of Investment Companies Section 13 — Changes in
- PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
Form N-4 shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by separate accounts that offer variable annuity contracts to register as unit investment trusts
- Investment Company Act of 1940 - GovInfo
To provide for the registration and regulation of investment companies and investment advisers, and for other purposes Short Titles Investment Company Act of 1940
- Investment Company Act of 1940 - Wikipedia
The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds It was passed as a United States Public Law (Pub L 76–768) on August 22, 1940, and is codified at 15 U S C §§ 80a-1–80a-64
- Investment Company Act of 1940, as amended (ICA) - Westlaw
The Investment Company Act of 1940 regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities may be offered to the investing public (15 U S C §§ 80a-1 to 64)
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