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- Compliance with ERISA Section 404(c) - Fidelity Investments
Section 404(c) contains what are commonly referred to as a "QDIA" provision and a "Mapping" provision that allow 404(c) protection even if the participant fails to provide investment direction, as long as certain requirements are met
- ERISA Section 404 (c): Back to Basics - PLANSPONSOR
When followed in its entirety, Section 404(c) of the Employee Retirement Income Security Act (ERISA) provides a safe harbor for fiduciaries related to the investment actions of participants
- Sample Automatic Enrollment and Default Investment Notice and ERISA . . .
Similarly, sections 404(c)(5) and 514(e)(3) of the Employee Retirement Income Security Act of 1974 (“ERISA”) include notice requirements that plan sponsors must satisfy in order to obtain fiduciary relief and preemption of state laws under those sections
- ERISA Section 404(c) Compliance - Employee Fiduciary
To take advantage of ERISA section 404(c), the plan must satisfy three categories of require-ments: 1) Investment menu requirements 2) Plan design and administrative requirements 3) Information and disclosure requirements Category requirements are outlined below
- ERISA Section 404 (c) | Meaning, Key Components, Pros, Cons
Learn everything you need to know about ERISA Section 404(c), including what it is and its components Discover the benefits and challenges involved
- 761 ERISA Section 404(c) Employer Guidelines - Ascensus
To take advantage of the relief offered by ERISA Sec 404(c), you must inform plan participants and beneficiaries, in writing, that the plan participants and beneficiaries will be responsible for selecting their own investments
- ERISA Section 404(c) Compliance Considerations - Katten Muchin Rosenman
ERISA §404(c) protection for plan fiduciaries depends in large part on the provision of sufficient investment information to participants to allow them to make informed decisions about investment alternatives available through an employer-sponsored plan
- Responsibilities Under ERISA §404 (a) and §404 (c)
A final key element to §404(c) is to periodically notify participants of your intention to comply with this requirement The most effective way to do so is through the periodic distribution of a §404(c) Notice and Policy Statement
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